Disciplinary outcome: Caroline Morcom
Order by consent
In the matter of
Caroline Morcom MAAT
16 June 2022
Caroline Morcom’s conduct was found to be in breach of the Code of Professional Ethics and to have posed a risk to the public and/or undermine public confidence in the Association and its members as follows:
1. Between on or around 01 January 2012 until on or around 12 July 2021, she provided self-employed accountancy or related services to the public whilst not licensed or approved to provide such services whilst subject to an exemption.
Grounds for disciplinary action existed and the matter was suitable for exercise of the Investigations Team's powers under the Disciplinary Regulations.
Caroline Morcom is hereby:
1. Reprimanded; the reprimand will expire 36 months from the date of this Order
2. Fined £2,725
3. Deemed ineligible to hold fellow member status whilst the reprimand is active
4. Warned about her future conduct.
Caroline Morcom consented to the decision of the Investigations Team in accordance with Regulation 6 of the Disciplinary Regulations.