Disciplinary outcome: Ravi Shah
Order by consent
In the matter of
Mr Ravi Shah MAAT
1 August 2022
Ravi Shah’s professional or personal conduct, was found to be in breach of the Code of Professional Ethics and to have posed a risk to the public or was likely to undermine public confidence in the Association or its members; namely:
1. Between on or around 13 February 2020 until on or around 21 December 2021, whilst a full member of AAT, he provided self-employed accountancy services to the public without being registered or licensed to do so or approved as being exempt from holding a licence.
2. Between on or around 13 February 2020 until on or around 21 December 2021, he provided self-employed accountancy services to the public without being registered with an anti-money laundering supervisory authority.
Grounds for disciplinary action existed and the matter was suitable for exercise of the Investigations team's powers under the Disciplinary Regulations.
Ravi Shah is hereby:
i. Fined £2409
ii. Reprimand: Severe Reprimand to remain live on Mr Shah’s record for 3 years
Ravi Shah has agreed to submit to the decision of the Investigations Team in accordance with Regulation 6 of the Disciplinary Regulations.