Disciplinary outcome: Adam Hiscock
Order by consent
In the matter of
Mr Adam Hiscock FMAAT
Business name
Seamount Business Services Limited
Membership number
241055
Date
07 July 2026
Misconduct
- He failed to carry out any or any adequate ongoing monitoring in respect of one or more clients in contravention of Regulation 28 (11) of the Money Laundering Regulations 2017.
Finding
The Investigation Team finds that, by reason of the conduct set out in the allegations above, Adam Hiscock is guilty of misconduct pursuant to Article 21 of AAT’s Articles of Association.
Order
- A fine of £1,500.00
- A severe reprimand, to remain live on his record for a period of two years.
Consent
The decision of the Investigation Team shall stand as an Order of the Association pursuant to Regulation 5.3 of the Disciplinary Regulations.
