Disciplinary outcome: Alicia Allen
Order by consent
In the matter of
Mrs Alicia Allen FMAAT
Business name
AMA Accountancy Ltd
Membership number
10386650
Date
10 June 2026
Misconduct
- She failed to carry out an adequate regular review of her Anti-Money Laundering policies, procedures, and controls in contravention of Regulation 21 of the Money Laundering Regulations 2017.
- She failed to ensure her firm had documented procedures in place to report discrepancies in the Persons with Significant Control register in contravention of Regulation 30(A) of the Money Laundering Regulations 2017.
Finding
By reason of the conduct set out in the Allegations above, Alicia Allen is guilty of misconduct pursuant to Article 21 of AAT’s Articles of Association.
Order
- £500.00 fine
- Reprimanded for two years.
Consent
The decision of the Investigations Team shall stand as an Order of the Association pursuant to Regulations 5.2 and 5.3 of the Disciplinary Regulations.
