Disciplinary outcome: Benjamin Isaacs
Order by consent
In the matter of
Mr Benjamin Isaacs MAAT
23 August 2022
- Between on or around 16 April 2016 until on or around 28 June 2022, he provided self-employed accountancy or related services to the public whilst not licensed to provide such services or approved as exempt from holding a licence to provide such services.
- Between on or around 16 April 2016 until on or around 28 June 2022, he provided self-employed accountancy or related services to the public without being registered with a supervisory authority for the purposes of Anti Money Laundering.
Grounds for disciplinary action existed and the matter was suitable for exercise of the Investigations team's powers under the Disciplinary Regulations.
- Severely reprimanded, with the severe reprimand to remain live on his record for a period of two years/24 months.
- Fined £3,717.00.
Benjamin Isaacs has agreed to submit to the decision of the Investigations Team in accordance with Regulation 6 of the Disciplinary Regulations.