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Disciplinary outcome: Gabrielle Hume-Rothery

Order by consent

In the matter of

Mrs Gabrielle Hume-Rothery MAAT

Membership number

10162665

Date

11 September 2022

Misconduct

  1. For an unknown period up until 19 August 2021, she failed to carry out an adequate risk assessment and ongoing monitoring in respect of one or more clients.
  2. Between on or around an unspecified date in April 2021 until on or around 29 September 2021, she provided trust or company services without being registered with HMRC to legally do so.
  3. Between on or around an unspecified date in April 2021 until on or around 29 September 2021, she provided company secretarial services without being licensed by AAT to do so

Finding

Grounds for disciplinary action existed and the matter was suitable for exercise of the Investigations team's powers under the Disciplinary Regulations.

Order

  1. Severely reprimanded, with the severe reprimand to remain live on her record for a period of two years/24 months.
  2. Fined £1,500.00.

Consent

Gabrielle Hume-Rothery has agreed to submit to the decision of the Investigations Team in accordance with Regulation 6 of the Disciplinary Regulations.

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