Disciplinary outcome: Janine Winn
Order by consent
In the matter of
Miss Janine Winn MAAT
Business name
The Ledger House Accountancy Ltd
Membership number
10146469
Date
10 July 2025
Misconduct
- She failed to have in place adequate Anti-Money Laundering (AML) policies, procedures, and controls.
- She failed to have in place procedures for reporting discrepancies in the Persons with Significant Control register
- She had Ineffective client identification (know your client) documentation for new and existing clients
- She failed to have money laundering risk assessment performed for new and existing clients
Finding
By reason of the conduct set out in the Allegations above, Janine Winn is guilty of misconduct pursuant to Article 21 of AAT’s Articles of Association.
Order
Janine Winn is hereby:
- Severely Reprimanded for a period of three years
- Fined £3,000
Consent
The decision of the Investigations Team shall stand as an Order of the Association pursuant to Regulations 5.2 and 5.3 of the Disciplinary Regulations.
