Disciplinary outcome: Martin Fuller
Order by consent
In the matter of
Mr Martin Fuller MAAT
Business name
Chapel Road Accounting Services Limited t/a CRASL Accounting Services
Membership number
289800
Date
17 March 2025
Misconduct
- He failed to apply adequate risk-based due diligence and ongoing monitoring measures in respect of one or more clients.
- He did not carry out an adequate review of his Anti-Money laundering policies, controls and procedures.
- He provided Limited Assurance Engagement outside the scope of his licence.
- He provided capital gains tax and trust and company services outside the scope of his licence.
Finding
By reason of the conduct set out in the Allegations above, Martin Fuller is guilty of misconduct pursuant to Article 21 of AAT’s Articles of Association.
Order
1. Fined £5,000.00.
2. Severely Reprimanded for five years.
Consent
The decision of the Investigations Team shall stand as an Order of the Association pursuant to Regulations 5.2 and 5.3 of the Disciplinary Regulations.
