Disciplinary outcome: Mohammed Khan
Order by consent
In the matter of
Mr Mohammed Khan MAAT AATQB
Business name
RK Accountants & Tax Advisors Limited
Membership number
10177214
Date
05 August 2024
Misconduct
- He provided self-employed accountancy or related services to the public whilst not licensed or approved to provide such services whilst subject to a licence exemption.
- He provided accountancy services by way of business without being appropriately supervised for Anti Money Laundering purposes, in contravention of the Money Laundering Regulations.
Finding
Grounds for disciplinary action existed and the matter was suitable for exercise of the Investigations Team's powers under the Disciplinary Regulations.
Order
- Fined £2,930.00.
- Severely Reprimanded for three years.
Consent
The decision of the Investigations Team shall stand as an Order of the Association pursuant to Regulations 5.2 and 5.3 of the Disciplinary Regulations.
