Disciplinary outcome: Pauline Bryant
Order by consent
In the matter of
Mrs Pauline Bryant MAAT
Business name
Bryant Accounting Services Limited
Membership number
229209
Date
15 July 2025
Misconduct
- For an unknown period until on or around 01 February 2024, no ongoing customer due diligence was conducted for existing clients
- For an unknown period until on or around 01 February 2024, no documented Anti-Money laundering policies, controls and procedures were in place
- For an unknown period until on or around 01 February 2024, no regular review of AML policies, controls and procedures took place
- For an unknown period until on or around 01 February 2024, no firm-wide risk assessment was conducted
Finding
By reason of the conduct set out in the Allegations above, Pauline Bryant is guilty of misconduct pursuant to Article 21 of AAT’s Articles of Association.
Order
Pauline Bryant is hereby:
- Fined £1,500
- Severely Reprimanded for a period of three years
Consent
The decision of the Investigations Team shall stand as an Order of the Association pursuant to Regulations 5.2 and 5.3 of the Disciplinary Regulations.
