Disciplinary outcome: Rebecca Young
Order by consent
In the matter of
Miss Rebecca Young FMAAT
Business name
One Six O Limited t/a Wychbury Lee
Membership number
10077761
Date
07 April 2026
Misconduct
she failed to:
a) apply to AAT for approval of a beneficial owner, officer, manager appointment; and/or
b) adequately complete a firm-wide risk assessment
c) conduct regular compliance reviews of her firm’s anti-money laundering (AML) policies, controls, and procedures; and/or
d) perform and document money laundering risk assessment for new and existing clients
e) adequately perform and document client due diligence (CDD) for existing clients
f) failed to carry out an adequate risk assessment and ongoing monitoring in respect of one or more client
g) failed complete annual compliance review
2. For unknown period she provided limited assurance engagement whilst not approved to do so
3. For an unknown period, she failed to issue letters of engagement to one or more clients, as required under AAT’s Client Care Policy
Finding
By reason of the conduct set out in the Allegations above, is guilty of misconduct pursuant to Article 21 of AAT’s Articles of Association.
Order
1. reprimanded for a period of three years
2. Fined £3,000
3. Warned about her future conduct.
Consent
The decision of the Investigations Team shall stand as Order of the Association pursuant to Regulations 5.2 and 5.3 of the Disciplinary Regulations.
