Disciplinary outcome: Robert Mansfield
Order by consent
In the matter of
Mr Robert Mansfield FMAAT
Business name
Mansfield Accounting Ltd
Membership number
153875
Date
07 October 2025
Misconduct
- He failed to have in place any or any adequate Anti-Money Laundering policies, procedures, and controls.
- He failed to carry out and/or document an adequate firm-wide money laundering risk assessment.
- He failed to carry out adequate client due diligence, risk assessment and ongoing monitoring in respect of one or more clients.
- He failed to carry out any or any adequate regular review of his Anti-Money Laundering policies, procedures, and controls.
Finding
By reason of the conduct set out in the Allegations above, Robert Mansfield is guilty of misconduct pursuant to Article 21 of AAT’s Articles of Association.
Order
- Fined £1,500.00
- Severely reprimanded for a period of two years.
Consent
The decision of the Investigations Team shall stand as an Order of the Association pursuant to Regulations 5.2 and 5.3 of the Disciplinary Regulations.
