Disciplinary outcome: Safwan Harif
Order by consent
In the matter of
Mr Safwan Harif FMAAT
17 March 2023
Safwan Harif’s conduct was found to be in breach of the Code of Professional Ethics and to have posed a risk to the public and/or undermine public confidence in the Association and its members as follows:
1.Between on or around 03 May 2021 until on or around 06 October 2022, you provided self-employed accountancy or related services to the public whilst not registered or licensed to provide such services or approved as exempt from holding a licence to provide such services.
2.Between on or around 03 May 2021 until on or around 06 October 2022, you provided self-employed accountancy or related services to the public without being registered with a supervisory authority for the purposes of Anti Money Laundering.
Grounds for disciplinary action existed and the matter was suitable for exercise of the Investigations Team's powers under the Disciplinary Regulations.
Safwan Harif is hereby:
1. Reprimanded; the reprimand will expire 24 months from the date of this Order
2. Fined £1320
Safwan Harif has agreed to the decision of the Investigations Team in accordance with Regulation 6 of the Disciplinary Regulations.