Disciplinary outcome: Sharon Wray
Order by consent
In the matter of
Mrs Sharon Wray FMAAT
Business name
of Sharon Wray Accountancy Services Limited
Membership number
240156
Date
28 July 2025
Misconduct
- She failed to carry out a regular review of AML policies, controls and procedures
- She failed to document a money laundering risk assessment for some existing clients
- She failed to to have documented evidence in place of ongoing customer due diligence for existing clients
Finding
By reason of the conduct set out in the Allegations above, Sharon Wray is guilty of misconduct pursuant to Article 21 of AAT’s Articles of Association.
Order
Sharon Wray is hereby:
- Fined £1,500
- Severely reprimanded for a period of one year
Consent
The decision of the Investigations Team shall stand as an Order of the Association pursuant to Regulations 5.2 and 5.3 of the Disciplinary Regulations.
