Disciplinary outcome: Stephen Kirk
Order by consent
In the matter of
Mr Stephen Kirk MAAT
Business name
Chapel Road Accounting Services Limited t/a CRASL Accounting Services
Membership number
297264
Date
13 April 2025
Misconduct
- He failed to apply adequate risk-based due diligence and ongoing monitoring measures in respect of one or more clients.
- he did not carry out an adequate review of his Anti-Money laundering policies, controls and procedures.
- he provided limited assurance engagement outside the scope of his licence.
Finding
By reason of the conduct set out in the Allegations above, Stephen Kirk is guilty of misconduct pursuant to Article 21 of AAT’s Articles of Association.
Order
1. Fined £3,000.00.
2. Severely Reprimanded for three years.
Consent
The decision of the Investigations Team shall stand as an Order of the Association pursuant to Regulations 5.2 and 5.3 of the Disciplinary Regulations.
